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Subject: United States Patent Application: 0060167348
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<TABLE border=3D0>
  <TBODY>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D40>&nbsp; </TD>
    <TD vAlign=3Dtop align=3Dleft width=3D40>&nbsp; </TD>
    <TD vAlign=3Dtop align=3Dright width=3D50></TD>
    <TD vAlign=3Dbottom align=3Dright width=3D500><FONT size=3D-1>(=20
      <STRONG>1</STRONG></FONT> <FONT size=3D-2>of</FONT> <STRONG><FONT=20
      size=3D-1>1</STRONG> )</FONT></TD></TR></TBODY></TABLE>
<HR>

<TABLE width=3D"100%">
  <TBODY>
  <TR>
    <TD align=3Dleft width=3D"50%"><B>United States Patent =
Application</B></TD>
    <TD align=3Dright width=3D"50%"><B><B><I>20060167348</I></B> =
</B></TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"50%"><B>Kind Code</B> </TD>
    <TD align=3Dright width=3D"50%"><B>A1 </B></TD></TR>
  <TR>
    <TD align=3Dleft width=3D"50%"><B>Arnold; Mark A. ; &nbsp; et =
al.</B> </TD>
    <TD align=3Dright width=3D"50%"><B>July 27, 2006 =
</B></TD></TR></TBODY></TABLE>
<HR>
<FONT size=3D+1>Method for generating a net analyte signal calibration =
model and=20
uses thereof </FONT><BR><BR>
<CENTER><B>Abstract</B></CENTER>
<P>A method for generating a net analyte signal calibration model for =
use in=20
detecting and/or quantifying the amount of an analyte in a test subject. =
The net=20
analyte signal can be generated by providing a set of in vivo infrared =
spectra=20
for a test subject during a period in which an analyte concentration is=20
essentially constant; calculating an optimal subspace of spectra that at =
least=20
substantially describes all non-analyte dependent spectral variance in =
the in=20
vivo spectra; providing a pure component infrared spectrum for the =
analyte; and=20
calculating a net analyte signal spectrum from a data set comprising the =
optimal=20
subspace spectra and the pure analyte spectrum. The net analyte signal=20
calibration model can be used, for example, in measuring the =
concentration of=20
analyte in a test subject, and/or for evaluating the analytical =
significance of=20
an in vivo multivariate calibration model. </P>
<HR>

<TABLE width=3D"100%">
  <TBODY>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"10%">Inventors:</TD>
    <TD align=3Dleft width=3D"90%"><B>Arnold; Mark A.</B>; <I>(Iowa =
City, IA)</I>=20
      <B>; Olesberg; Jonathon T.</B>; <I>(Iowa City, IA)</I> </TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"10%">Correspondence Name and =
Address: </TD>
    <TD align=3Dleft width=3D"90%"><B><PRE>    NEEDLE &amp; ROSENBERG, =
P.C.
    SUITE 1000
    999 PEACHTREE STREET
    ATLANTA
    GA
    30309-3915
    US
</PRE></B></TD></TR>
  <TR>
    <TD vAlign=3Dtop noWrap align=3Dleft width=3D"10%">Serial No.: </TD>
    <TD align=3Dleft width=3D"90%"><B>042817</B></TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"10%">Series Code: </TD>
    <TD align=3Dleft width=3D"90%"><B>11 </B></TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"10%">Filed: </TD>
    <TD align=3Dleft width=3D"90%"><B>January 24, =
2005</B></TD></TR></TBODY></TABLE>
<P>
<TABLE width=3D"100%">
  <TBODY>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"40%"><B>U.S. Current =
Class:</B></TD>
    <TD vAlign=3Dtop align=3Dright width=3D"60%"><B>600/310</B>; 356/300 =
</TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"40%"><B>U.S. Class at =
Publication:</B></TD>
    <TD vAlign=3Dtop align=3Dright width=3D"60%"><B>600/310</B>; 356/300 =
</TD></TR>
  <TR>
    <TD vAlign=3Dtop align=3Dleft width=3D"40%"><B>Intern'l Class: =
</B></TD>
    <TD vAlign=3Dtop align=3Dright width=3D"60%">A61B 5/00 20060101 =
A61B005/00; G01J=20
      3/00 20060101 G01J003/00</TD></TR></TBODY></TABLE>
<HR>

<CENTER><B><I>Goverment Interests</B></I></CENTER>
<HR>
<BR><BR>[0001] The invention described in the foregoing specification =
has been=20
developed in part with finds received from the National Institute of =
Diabetes=20
and Digestive and Kidney Diseases of the National Institutes of Health =
under=20
grant numbers DK-60657 and DK-02925. The United States Government may =
have=20
certain rights under this invention.=20
<HR>

<CENTER><B><I>Claims</B></I></CENTER>
<HR>
<BR><BR>1. A method for generating a net analyte signal calibration =
model for=20
use in detecting an analyte in a test subject, comprising: a) providing =
a set of=20
in vivo infrared spectra for a test subject during a period in which an =
analyte=20
concentration is essentially constant; b) calculating an optimal =
subspace of=20
spectra that at least substantially describes all non-analyte dependent =
spectral=20
variance in the in vivo spectra of step a); c) providing a pure =
component=20
infrared spectrum for the analyte; and d) calculating a net analyte =
signal=20
spectrum from a data set comprising the optimal subspace spectra of b) =
and the=20
pure analyte spectrum of c), wherein the net analyte signal spectrum =
identifies=20
one or more in vivo spectral features specific to the analyte. =
<BR><BR>2. The=20
method of claim 1, wherein the spectra are absorption spectra. =
<BR><BR>3. The=20
method of claim 1, wherein the spectra are reflectance spectra. =
<BR><BR>4. The=20
method of claim 1, wherein the spectra are single-beam spectra. =
<BR><BR>5. The=20
method of claim 2, wherein the absorption spectra are near infrared =
absorption=20
spectra in the range of from approximately 4000 cm.sup.-1 to =
approximately 5000=20
cm.sup.-1. <BR><BR>6. The method of claim 2, wherein the absorption =
spectra are=20
near infrared absorption spectra in the range of from approximately 5500 =

cm.sup.-1 to approximately 6500 cm.sup.-1. <BR><BR>7. The method of =
claim 1,=20
wherein the infrared spectra are absorption spectra in the mid infrared =
spectral=20
range. <BR><BR>8. The method of claim 7, wherein the absorption spectra =
are in=20
the range of from approximately 1200 cm.sup.-1 to approximately 900 =
cm.sup.-1.=20
<BR><BR>9. The method of claim 1, wherein the analyte is a physiological =

chemical. <BR><BR>10. The method of claim 9, wherein the analyte is =
glucose,=20
urea, lactate, triglyceride, total protein, cholesterol, or ethanol. =
<BR><BR>11.=20
The method of claim 9, wherein the physiological chemical comprises at =
least one=20
C--H, N--H, or O--H molecular bond. <BR><BR>12. The method of claim 9, =
wherein=20
the analyte is glucose. <BR><BR>13. The method of claim 1, wherein the =
test=20
subject is a living organism. <BR><BR>14. The method of claim 13, =
wherein the=20
test subject is a plant. <BR><BR>15. The method of claim 13, wherein the =
test=20
subject is an animal. <BR><BR>16. The method of claim 15, wherein the =
animal is=20
non-mammalian. <BR><BR>17. The method of claim 15, wherein the animal is =

mammalian. <BR><BR>18. The method of claim 13, wherein the test subject =
is a=20
microbial species. <BR><BR>19. The method of claim 13, wherein the test =
subject=20
is a human. <BR><BR>20. The method of claim 1, wherein step b) comprises =
a=20
principle component analysis. <BR><BR>21. The method of claim 1, further =

comprising reporting the net analyte signal calibration spectrum on a =
display=20
device. <BR><BR>22. The method of claim 1, further comprising storing =
the net=20
analyte signal spectrum on a recordable medium. <BR><BR>23. A method for =

non-invasively measuring the concentration of an analyte in a test =
subject,=20
comprising: a) identifying a test subject in need of having an analyte=20
concentration measured; b) providing an in vivo net analyte signal =
calibration=20
model for the test subject; c) providing an in vivo infrared spectrum of =
the=20
test subject; and d) calculating a predicted concentration of the =
analyte in the=20
test subject from a data set comprising the net analyte signal =
calibration model=20
and the in vivo infrared spectrum of the test subject. <BR><BR>24. The =
method of=20
claim 23, wherein the in vivo net analyte signal calibration model of b) =
is=20
generated by the method of claim 1. <BR><BR>25. The method of claim 23, =
wherein=20
the analyte is a physiological chemical. <BR><BR>26. The method of claim =
25,=20
wherein the analyte is glucose, urea, lactate, triglyceride, total =
protein,=20
cholesterol, or ethanol. <BR><BR>27. The method of claim 26, wherein the =
analyte=20
is glucose. <BR><BR>28. The method of claim 23, wherein the test subject =
is any=20
living organism. <BR><BR>29. The method of claim 28, wherein the test =
subject is=20
a plant. <BR><BR>30. The method of claim 28, wherein the test subject is =
a=20
mammal. <BR><BR>31. The method of claim 28, wherein the test subject is =
a human.=20
<BR><BR>32. The method of claim 23, further comprising reporting the =
predicted=20
concentration on a display device. <BR><BR>33. The method of claim 23, =
further=20
comprising storing the predicted concentration on a recordable medium=20
<BR><BR>34. A method for evaluating the analytical significance of an in =
vivo=20
multivariate calibration model, comprising: a) providing an in vivo =
multivariate=20
calibration vector for an analyte in a test subject; b) providing an in =
vivo net=20
analyte signal calibration vector for the test subject; and c) comparing =
the in=20
vivo multivariate calibration vector to the in vivo net analyte signal=20
calibration vector for an analytically significant similarity in at =
least one=20
spectral feature. <BR><BR>35. The method of claim 34, wherein the in =
vivo net=20
analyte signal calibration vector of b) is generated by the method of =
claim 1.=20
<BR><BR>36. The method of claim 34, wherein the multivariate calibration =
vector=20
is generated by a partial least squares regression method. <BR><BR>37. =
The=20
method of claim 34, wherein the multivariate calibration vector is =
generated by=20
a principle component regression method. <BR><BR>38. The method of claim =
34,=20
wherein the analyte is a physiological chemical. <BR><BR>39. The method =
of claim=20
38, wherein the analyte is glucose, urea, lactate, triglyceride, total =
protein,=20
cholesterol, or ethanol. <BR><BR>40. The method of claim 39, wherein the =
analyte=20
is glucose. <BR><BR>41. The method of claim 34, wherein the test subject =
is any=20
living organism. <BR><BR>42. The method of claim 41, wherein the test =
subject is=20
a plant. <BR><BR>43. The method of claim 41, wherein the test subject is =
a=20
mammal. <BR><BR>44. The method of claim 41, wherein the test subject is =
a human.=20
<BR><BR>45. The method of claim 34, further comprising quantifying the=20
analytical significance of the similarity in the least one spectral =
feature.=20
<BR><BR>46. The method of claim 45, further comprising reporting the =
quantified=20
analytical significance on a display device. <BR><BR>47. The method of =
claim 45,=20
further comprising storing the quantified analytical significance on a=20
recordable medium.=20
<HR>

<CENTER><B><I>Description</B></I></CENTER>
<HR>
<BR><BR>FIELD OF THE INVENTION <BR><BR>[0002] The present invention =
relates=20
generally to the field of in vivo spectroscopic analysis of a test =
subject and=20
more particularly to a method for generating an in vivo net analyte =
signal=20
calibration model and methods for the use thereof. <BR><BR>BACKGROUND OF =
THE=20
INVENTION <BR><BR>[0003] Diabetes is one of the fastest growing diseases =
today.=20
The World Health Organization estimates that 177 million people =
worldwide=20
currently have diabetes and this number is projected to increase to more =
than=20
370 million people by the year 2030. The costs associated with diabetes, =

including premature death, pain and suffering, and increased financial =
burdens.=20
These costs are directly related to the medical complications associated =
with=20
chronic hyperglycemia. Early detection and maintaining a tight glycemic =
control=20
are paramount to controlling the costs of the diabetic epidemic. =
<BR><BR>[0004]=20
The cornerstone of tight glycemic control is frequent glucose =
monitoring, where=20
blood glucose concentrations are measured to help administer proper =
levels of=20
insulin and maintain euglycemic conditions. To this end, glucose sensing =

technology has advanced considerably in recent years to provide tools =
for home=20
glucose monitoring and establishing opportunities for tight glycemic =
control.=20
The current conventional determination of blood glucose is a routine =
invasive=20
procedure typically performed several times a day. In general, this =
procedure=20
involves the taking of a small blood sample and evaluating the level of =
glucose=20
in the sample. Common instruments used for this use the enzyme glucose =
oxidase=20
to convert glucose and oxygen to gluconic acid and hydrogen peroxide. =
The level=20
of hydrogen peroxide is then measured by spectroscopic or =
electrochemical means=20
which is reflective of the starting glucose concentration. =
<BR><BR>[0005] While=20
these daily measurements provide a diabetic patient with the ability to=20
self-monitor and thus better control blood glucose levels, they are not =
without=20
drawbacks. In particular, the taking of blood samples several times =
daily can be=20
very painful and expose the patient to elevated risks of infection. =
Moreover,=20
these methods are not suitable for providing continuous blood glucose=20
measurements. Thus, for example, during the night, a patient must either =
be=20
awakened periodically for testing or else run the risk that glucose =
levels will=20
drop dangerously low while they sleep. <BR><BR>[0006] Non-invasive =
optical=20
sensing of an analyte, such as glucose, has been proposed as an approach =
for=20
frequent and painless measurement of glucose in diabetics. However, to =
date, all=20
reported attempts to measure glucose non-invasively have involved =
collecting=20
spectra from a human and then using a classical statistical multivariate =

calibration technique to correlate variations in the spectral =
information to=20
blood glucose concentrations. These statistical techniques rely on =
regressions=20
to statistically correlate spectral variances to an artificially =
assigned=20
glucose concentration. Thus, these measurements are not necessarily =
based on=20
actual analyte specific spectral features. Further, these statistical =
methods=20
fail to provide direct evidence that the assigned concentration =
predictions from=20
the multivariate calibration models are actually based on glucose =
specific=20
spectral information. Moreover, in some cases the in vivo spectral =
signature for=20
a physiological analyte can be smaller than many weakly or partially =
correlated=20
spectral variations, making the use of the conventional statistical =
methods very=20
difficult. <BR><BR>[0007] Therefore, in view of the foregoing, there =
exists a=20
need for an in vivo calibration method that can identify analyte =
specific=20
spectral information. Further, there is also a need for a non-invasive =
method of=20
measuring the concentration of an analyte in a test subject. Moreover, =
there is=20
also a need for a method for evaluating the analytical significance of =
the=20
classical statistical multivariate calibration models. <BR><BR>SUMMARY =
OF THE=20
INVENTION <BR><BR>[0008] The present invention is based, in part, upon a =
method=20
for generating an in vivo net analyte signal calibration model and =
methods for=20
the use thereof. <BR><BR>[0009] In a first aspect, the present invention =

provides a method for generating a net analyte signal calibration model =
for use=20
in detecting an analyte in a test subject. In accordance with this =
aspect, the=20
method comprises providing a set of in vivo infrared spectra for a test =
subject=20
during a period in which an analyte concentration is essentially =
constant;=20
calculating an optimal subspace of spectra that at least substantially =
describes=20
all non-analyte dependent spectral variance in the in vivo spectra; =
providing a=20
pure component infrared spectrum for the analyte; and calculating a net =
analyte=20
signal spectrum from a data set comprising the optimal subspace spectra =
of and=20
the pure analyte spectrum. In one aspect, the net analyte signal =
spectrum is=20
capable of identifying one or more in vivo spectral features specific to =
the=20
analyte. <BR><BR>[0010] In a second aspect, the present invention =
provides a=20
method for non-invasively measuring the concentration of an analyte in a =
test=20
subject. In accordance with this aspect, the method comprises =
identifying a test=20
subject in need of having an analyte concentration measured; providing =
an in=20
vivo net analyte signal calibration model for the test subject; =
providing an in=20
vivo infrared spectrum of the test subject; and calculating a predicted=20
concentration of the analyte in the test subject from a data set =
comprising the=20
net analyte signal calibration model and the in vivo infrared spectrum =
of the=20
test subject. <BR><BR>[0011] In a third aspect, the present invention =
provides a=20
method for evaluating the analytical significance of an in vivo =
multivariate=20
calibration model. According to this aspect, the method comprises =
providing an=20
in vivo multivariate calibration spectrum or vector for an analyte in a =
test=20
subject; providing an in vivo net analyte signal calibration vector for =
the test=20
subject; and comparing the in vivo multivariate calibration vectors to =
the in=20
vivo net analyte signal calibration model for an analytically =
significant=20
similarity in at least one spectral feature. <BR><BR>[0012] In still =
another=20
aspect, the present invention mentioned provides a net analyte signal=20
calibration model produced by the method described above. <BR><BR>[0013] =

Additional aspects of the invention will be set forth, in part, in the =
detailed=20
description, Figures and Claims which follow, and in part will be =
derived from=20
the detailed description, or may be learned by practice of the =
invention. It is=20
to be understood that both the foregoing general description and the =
following=20
detailed description are exemplary and explanatory only and are not =
restrictive=20
of the invention as disclosed. <BR><BR>BRIEF DESCRIPTION OF THE FIGURES=20
<BR><BR>[0014] FIG. 1 shows the time profile of arterial glucose =
concentration=20
in the test subject of Example 1. <BR><BR>[0015] FIG. 2 shows the =
residual=20
tissue spectra of Example 1 after the removal of baseline factors from =
selected=20
points along the time profile depicted in FIG. 1. <BR><BR>[0016] FIG. 3 =
shows=20
the average residual tissue spectrum of FIG. 2 in comparison with the =
pure=20
component spectrum of glucose and the net analyte signal of glucose as=20
calculated in Example 1. <BR><BR>[0017] FIG. 4 shows the predicted =
glucose=20
concentrations as calculated according to Example 2. The open circles =
represent=20
predictions during the baseline periods, the solid circles represent =
predictions=20
derived from non-baseline spectra and the solid line is the time profile =
of the=20
arterial blood glucose concentration of FIG. 1. <BR><BR>[0018] FIG. 5 =
shows the=20
standard error of cross-validation vs. the number of factors used to =
build the=20
partial least squares calibration model of Example 3. <BR><BR>[0019] =
FIG. 6=20
shows a calibration spectrum generated by the partial least squares =
model of=20
Example 3 compared to the pure component spectrum of glucose. =
<BR><BR>[0020]=20
FIG. 7 shows the predicted glucose concentrations using the partial =
least=20
squares calibration model of Example 3. <BR><BR>[0021] FIG. 8 shows a =
direct=20
comparison of the synthetic partial least squares calibration model of =
Example 4=20
with the in vivo partial least squares calibration model of Example 3.=20
<BR><BR>[0022] FIG. 9 shows a comparison of the net analyte signal =
calibration=20
vector of Example 1 with the partial least squares calibration vectors =
of=20
Examples 3 and 4. <BR><BR>DETAILED DESCRIPTION OF THE INVENTION =
<BR><BR>[0023]=20
The present invention may be understood more readily by reference to the =

following detailed description, examples and figures and their previous =
and=20
following description. <BR><BR>[0024] Before the present compositions, =
devices,=20
and/or methods are disclosed and described, it is to be understood that =
this=20
invention is not limited to the specific articles, devices, and/or =
methods=20
disclosed unless otherwise specified, as such may, of course, vary. It =
is also=20
to be understood that the terminology used herein is for the purpose of=20
describing particular aspects only and is not intended to be limiting.=20
<BR><BR>[0025] As used herein, the singular forms "a," "an" and "the" =
include=20
plural referents unless the context clearly dictates otherwise. Thus, =
for=20
example, reference to "a test subject" includes aspects having two or =
more such=20
test subjects unless the context clearly indicates otherwise. =
<BR><BR>[0026]=20
Ranges may be expressed herein as from "about" one particular value, =
and/or to=20
"about" another particular value. When such a range is expressed, =
another aspect=20
includes from the one particular value and/or to the other particular =
value.=20
Similarly, when values are expressed as approximations, by use of the =
antecedent=20
"about," it will be understood that the particular value forms another =
aspect.=20
It will be further understood that the endpoints of each of the ranges =
are=20
significant both in relation to the other endpoint, and independently of =
the=20
other endpoint. <BR><BR>[0027] As used herein, the terms "optional" or=20
"optionally" mean that the subsequently described event or circumstance =
may or=20
may not occur, and that the description includes instances where said =
event or=20
circumstance occurs and instances where it does not. <BR><BR>[0028] As =
used=20
herein, the term or phrase "net analyte signal" refers to the residual =
spectrum=20
that is orthogonal to non-analyte dependent sources of spectral =
variance,=20
including spectral variations related to chemical components within the =
sample=20
matrix and to variations induced by the instrumentation or experimental=20
environment. The net analyte signal can be calculated according to any=20
conventional method such as that described in detail in A. Lober, =
Analytical=20
Chemistry 59, 1167 (1986), the entire disclosure of which is hereby =
incorporated=20
by reference in its entirety for all purposes. <BR><BR>[0029] As used =
herein,=20
the term or phrase "net analyte signal calibration model" refers to a =
function=20
used to predict analyte concentrations from subsequent sample spectra. =
Such=20
models are derived from the net analyte signal, which is scaled to =
produce the=20
proper concentration units when multiplied by values from the unknown =
spectrum.=20
<BR><BR>[0030] As used herein, the term or phrase "substantially =
constant" or=20
"essentially constant" concentration refers to less than a 20% change in =

concentration, less than a 15% change in concentration; less than a 10% =
change=20
in concentration, less than 5% change in concentration, less than a 2% =
change in=20
concentration, less than 1% change in concentration, or even a 0% change =
in=20
concentration. <BR><BR>[0031] As used herein, the term or phrase =
"background=20
spectra" refers to a subspace of spectra that describes at least a =
substantial=20
number of baseline factors attributed to non-analyte dependent spectral=20
variations in in vivo spectra of a test subject. To this end, in one =
aspect, a=20
substantial number of baseline factors is the number of baseline factors =
that=20
account for substantially or essentially all non-analyte dependent =
spectral=20
variances. Thus, as used herein, substantially or essentially all can =
refer to=20
at least greater than 80% of the non-analyte dependent spectral =
variations, at=20
least greater than 85% of the non-analyte dependent spectral variations, =
least=20
greater than 90% of the non-analyte dependent spectral variations, at =
least=20
greater than 95% of the non-analyte dependent spectral variations, or =
even=20
greater than 99% of the non-analyte dependent spectral variations.=20
<BR><BR>[0032] As used herein, the term or phrase "pure component =
spectra"=20
refers to the spectra or spectrum of a pure analyte. Accordingly, in one =
aspect,=20
pure component spectra can be obtained from a sample comprised of the =
analyte of=20
interest dissolved in an aqueous buffer solution. <BR><BR>[0033] As used =
herein,=20
the term or phrase "analytical significance" refers to the degree, =
likelihood,=20
or probability that one or more spectral features in a first spectrum or =
set of=20
spectra results from the same or similar spectral feature described in a =
second=20
spectrum or set of spectra. In one aspect, the analytical significance =
can be=20
evaluated by comparing the degree of overlap between a first and a =
second=20
spectrum or set of spectra. To this end, in one aspect, the analytical=20
significance can be quantified by determining the inner product defined =
by the=20
overlap of the two spectra. Alternatively, the analytical significance =
can be=20
quantified by determining the relative angle between the two spectra.=20
<BR><BR>[0034] As used herein, the term or phrase "spectroscopy system" =
refers=20
to, in one aspect, a system comprised of conventional components that =
can be=20
used to irradiate a test subject with electromagnetic radiation and =
subsequently=20
detect variations in the electromagnetic radiation resulting at least =
from an=20
interface with the test subject. For example, in one aspect, a =
spectroscopy=20
system can comprise a light source for providing electromagnetic =
radiation in a=20
desired band of wavelengths and at a desired level of intensity. The =
system can=20
further comprise an interface module for bringing the electromagnetic =
radiation=20
to a test site of a test subject. Additionally, the spectroscopy system =
can=20
further comprise an interferometer, detector, and suitable data =
processing=20
capability for determining the spectrum of the electromagnetic radiation =

resulting at least in part from the interface of the electromagnetic =
radiation=20
with the test subject. As one of ordinary skill in the art will =
appreciate upon=20
practicing the invention disclosed herein, other spectrometer designs =
could also=20
be used in place of this described exemplary interferometer based =
spectroscopy=20
system. For example, spectroscopy systems according to the present =
invention can=20
also include detector array multiplex systems and dispersive systems.=20
<BR><BR>[0035] In one aspect, an exemplary spectroscopy system according =
to the=20
present invention can be configured to operate in the near infrared=20
electromagnetic region, including radiation in the wavenumber range of =
from=20
approximately 4000 cm.sup.-1 to approximately 14500 cm.sup.-1. To this =
end, the=20
spectroscopy system can be configured to operate in additional =
wavenumbers of=20
5000, 5500, 6000, 6500, 7000, 7500, 8000, 8500, 9000, 9500, 10000, =
10500, 11000,=20
11500, 12000, 12500, 13000, 13500 and 14000 cm.sup.-1 and any range =
derived from=20
these values. In still another aspect, and for example when used in an =
aqueous=20
environment, like the human body, the spectroscopy system can operate in =
the=20
so-called combination spectral range of the near infrared spectrum over =
a=20
wavenumber range from approximately 4000 cm.sup.-1 to approximately 5000 =

cm.sup.-1. As one of ordinary skill in the art will appreciate, spectral =

features in the combination spectral range originate from the =
combination of=20
stretching and bending vibrational modes associated with C--H, O--H, and =
N--H=20
chemical bonds within the molecules in the sample matrix. In still =
another=20
aspect, and again for exemplary aqueous samples, the spectroscopy system =
can=20
operate in the so-called first overtone spectral region of the near =
infrared=20
spectrum over the wavenumber range from approximately 5500 cm.sup.-1 to=20
approximately 6500 cm.sup.-1. Spectral features in this first overtone =
spectral=20
range correspond to the first overtone of C--H chemical bonds within =
these=20
sample molecules. <BR><BR>[0036] In an alternative aspect, the =
spectroscopy=20
system can be configured to operate in the mid infrared electromagnetic =
region,=20
including radiation in the wavenumber range from approximately 300 =
cm.sup.-1 to=20
approximately 4000 cm.sup.-1. To this end, the spectroscopy system can =
be=20
configured to operate in additional sub-ranges within the wavenumber =
bands of=20
500, 1000, 1500, 2000, 2500, 3000, and 3500 cm.sup.-1 and any range =
derived from=20
these values. It should also be understood that for both near infrared =
and mid=20
infrared spectroscopy measurements, it is not required by the invention =
that the=20
wavelength range used be a single contiguous range of wavenumbers. For =
example,=20
in still another aspect, a plurality of different segments of shorted =
wavenumber=20
ranges can be used. <BR><BR>[0037] As one of ordinary skill in the art =
will=20
appreciate, the desired configuration of the spectroscopy system will be =

dependent on the particular analyte under investigation. For example, in =
one=20
aspect where the analyte is glucose, an exemplary spectroscopy system =
can=20
comprise a conventional Fourier transform infrared (FTIR) spectrometer=20
configured to operate in the NIR spectral range from approximately 4000=20
cm.sup.-1 to approximately 5000 cm.sup.-1. The system according to this =
aspect=20
can further comprise a 50 W tungsten-halogen bulb with an integrated, =
gold=20
coated reflector used as a broad-band light source. After collimation, =
incident=20
light from the source can enter a Michaelis interferometer and is =
modulated=20
accordingly. A custom fiber optic interface can be provided to bring =
this=20
modulated light from the interferometer to the test subject and to =
couple the=20
light transmitted through the subject to an external detector. A 1 mm =
diameter=20
solid-core low-hydroxy silica fiber terminated with a 4 mm diameter =
sapphire=20
ball lens can be used for light delivery to the test subject. =
Transmitted light=20
through the test subject can then be collected using a second ball lens =
into=20
another solid-core fiber. Collected light can then be coupled using an =
aspheric=20
lens pair onto a two-stage thermoelectrically-cooled extended-wavelength =
InGaAs=20
detector with a 2.6 micron (3846 cm.sup.-1) cutoff. The current output =
from the=20
detector can be converted to a voltage signal using a low-noise, =
variable gain,=20
transimpedance amplifier, the output of which can be connected to a set =
of=20
electronics to record the detector signal by a computer as a function of =
time.=20
The corresponding time domain spectrum can then be converted to a =
frequency=20
domain spectrum by the well-known Fourier transformation. This frequency =
domain=20
spectrum can then be used for all subsequent data processing, such as =
building=20
and testing calibration models as described herein. <BR><BR>[0038] In =
addition=20
to the exemplary transmission spectrum spectroscopy system described =
above, it=20
should also be understood that in another aspect of the instant =
invention,=20
analytical special data can be collected as a diffuse reflectance =
spectrum or a=20
transflectance spectrum. In still another aspect, it is also possible =
for the=20
methods of the instant invention to be used with total attenuated =
reflectance=20
spectra and spectral collected by photoacoustic configuration. To this =
end, the=20
present invention can be used in connection with any spectral data, =
irrespective=20
of the nature and configuration of the spectroscopy system from which it =
was=20
obtained. <BR><BR>[0039] As briefly discussed above, in a first aspect, =
the=20
present invention provides a method for generating a net analyte signal=20
calibration model. The calibration model can, in one aspect, be used in=20
detecting an analyte in a test subject. The method comprises obtaining a =
set of=20
in vivo spectra for a test subject during a period in which an analyte=20
concentration is substantially constant. Background spectra is then =
calculated=20
by determining an optimal subspace of spectra that at least =
substantially=20
describes all non-analyte dependent spectral variance in the in vivo =
spectra.=20
The net analyte signal spectrum of the pure analyte can then be =
calculated from=20
a data set comprising the background spectra and the pure component =
spectrum of=20
the analyte. To this end, in one aspect, the net analyte signal spectrum =
is=20
capable of identifying at least substantially all unique features of the =
analyte=20
spectrum compared to the background spectra. This process results in a =
unique=20
and characteristic spectral signature of the analyte in the tested in =
vivo=20
environment. <BR><BR>[0040] The in vivo spectra of a test subject can be =

obtained by either transmission, diffuse reflectance, transflectance, =
attenuated=20
total reflectance, or photoacoustic measurement techniques over the =
spectral=20
range of interest that favors the selective measurement of the selected =
analyte.=20
To this end, in one aspect, a spectroscopy system as described herein =
can be=20
used to obtain the in vivo spectra. In still another aspect, the =
spectroscopy=20
system can be configured to operate in the near infrared (NIR) and mid =
infrared=20
(MIR) regions as described herein. <BR><BR>[0041] In one aspect, =
suitable NIR=20
electromagnetic radiation for use in the present invention coincides =
with the=20
absorbance bands of the analyte of interest being measured. For example, =
if the=20
analyte is glucose, the appropriate NIR bands are located in the regions =
of=20
approximately 5000 cm.sup.-1 to approximately 4000 cm.sup.-1 and/or=20
approximately 6500 cm.sup.-1 to approximately 5500 cm.sup.-1. =
<BR><BR>[0042]=20
Since the in vivo spectra obtained and used in the method of the present =

invention can be either transmittance spectra, reflectance spectra,=20
transflectance, attenuated total reflectance, or photoacoustic, =
considerable=20
latitude is also available in the manner and location in which the NIR =
radiation=20
impinges on the test subject. For example, if transmitted NIR radiation =
is being=20
measured, the NIR radiation can, in one aspect, impinge on a relatively =
thin,=20
fleshy area of a test subject, such as, for example, the fleshy webs =
between the=20
fingers or toes or the ear lobe of a human test subject. If reflectance =
spectra=20
are to be used, the sampling site can, in another aspect, be =
characterized by=20
high blood flow close to the surface, such as, for example, the ventral =
surface=20
of the wrist. <BR><BR>[0043] The source of NIR radiation used in the =
present=20
invention can be such that it is disposed directly against the surface =
of the=20
test subject. For example, a small halogen lamp could be used. =
Alternatively,=20
the source can be physically remote from the test subject. In the latter =
case,=20
it can be advantageous, although not necessary, to guide the NIR =
radiation to=20
the desired irradiation sampling site on the surface of the test =
subject, for=20
example, by means of optical fibers. <BR><BR>[0044] The data concerning =
the=20
transmitted or reflected NIR radiation is, in one aspect, collected =
using a=20
detector. The specific nature of the detector is not critical, provided =
it is=20
capable of detecting the pertinent wavelengths of light. An example of a =

suitable detector for collection of an absorbance spectrum is a =
combination of a=20
dispersive element, e.g., a grating or prism, and an optical =
multi-channel=20
analyzer sensitive to NIR radiation. For example, in a case where the =
data to be=20
collected is a single beam or reflectance spectrum, an absorbance =
spectrum or an=20
interferogram, a suitable detector can comprise a combination of an NIR=20
interferometer and a photon counting detector such as a solid state =
indium=20
antimonide detector. To this end, it should be understood that there are =
many=20
commercially available detectors that can be used, depending on the =
exact=20
wavelengths of electromagnetic radiation being measured. For example, in =
many=20
cases multiple detectors are available for any particular wavelength =
range and=20
detector can be characterized by its detectivity and, ultimately, the =
resulting=20
spectral signal-to-noise ratio. <BR><BR>[0045] The positioning of the =
detector=20
relative to the test subject will depend both on the nature and size of =
the=20
detector and the environment in which the measurement is being taken. =
For some=20
purposes, it will be desirable to have the detector physically separated =
from=20
the test subject, both because of detector size and to maximize detector =

performance by providing the detector with a stable environment. It will =

therefore generally be advantageous to guide the transmitted or =
reflected NIR=20
radiation to the detector, for example using optical fibers. =
<BR><BR>[0046]=20
Depending on the instrumentation selected, the data concerning the =
transmitted=20
or reflected radiation is collected as either a single-beam spectrum, a=20
reflectance spectrum, an absorbance spectrum or an interferogram. In =
each case,=20
the collected data with essentially no change in analyte concentration =
are then=20
used to calculate a set of background spectra or factors. These =
background=20
spectra, as described herein, represent a subspace of spectra that at =
least=20
substantially describes all non-analyte dependent spectral variances in =
the in=20
vivo spectra. In one aspect, an optimal subspace that incorporates the =
primary=20
systematic variations in a set of spectra can be obtained by performing =
a=20
conventional principle component analysis. <BR><BR>[0047] As one of =
skill in the=20
art will appreciate, the primary systematic variations in a set of =
spectra can=20
be captured by one or more baseline factors that depend on the =
particular sample=20
or test subject under investigation and/or the noise characteristics of =
the=20
spectroscopy system. For example, the spectral variations described by =
the=20
principle components in a set of spectra can, in one aspect, be due to =
tissue=20
state variations induced by the pressure of the clamp (e.g., changes in =
water=20
and protein content), variations in test subject physiology, and/or =
instrumental=20
drift. <BR><BR>[0048] The background spectra representing the subspace =
at least=20
substantially describing all of the spectral variations can, in one =
aspect, be=20
calculated by concatenating the set of in vivo spectra as columns of a =
matrix:=20
B=3D[b.sub.1 . . . b.sub.n] <BR><BR>[0049] Where B is the matrix of =
background=20
spectra b.sub.1 . . . b.sub.n. These spectra are then mean centered =
using the=20
average background spectrum, b.sub.avg: B'=3DB-b.sub.avg <BR><BR>[0050] =
A singular=20
value decomposition calculation can then be used to obtain a set of =
orthogonal=20
spectra or factors that describe the systematic and nonsystematic =
variations in=20
the in vivo spectra obtained during a period when the analyte =
concentration is=20
held essentially constant. Additional processing calculations can =
utilize the=20
most significant factors that characterize the systematic spectral =
variations=20
within this set of background spectra. <BR><BR>[0051] Using conventional =

mathematical models known to one of ordinary skill in the art, the net =
analyte=20
signal for the particular analyte under investigation can then be =
obtained by=20
removing all significant background factors, as described above, from =
the pure=20
component spectrum of the analyte. This step produces that component of =
the=20
analyte pure component spectrum that is orthogonal, or unique, compared =
to the=20
non-analyte in vivo spectral variance accounted for within the =
background=20
factors. <BR><BR>[0052] For example, and without limitation, the net =
analyte=20
signal can in one aspect be calculated according to the following =
mathematical=20
model: U orth =3D U - U V V V .times. V Where U.sub.orth represents the =
component=20
of vector U that is orthogonal to vector V. In this example, U =
represents the=20
pure component spectrum of the analyte and V represents the factors that =
encode=20
at least substantially all non-analytical spectral variance in the in =
vivo=20
spectra. In this expression U.sub.orth corresponds to the net analyte =
signal. To=20
obtain the net analyte signal of the pure component spectrum, the =
corresponding=20
values are substituted into this equation. To this end, as indicated by =
the=20
Examples appended hereto, the resulting net analyte signal for a =
particular=20
analyte under investigation can be used as a calibration model for use =
in=20
detecting and/or quantifying the presence of an analyte in a test =
subject from=20
in vivo spectra. <BR><BR>[0053] It should be understood that the method =
of the=20
present invention is not limited to any one particular analyte or group =
of=20
analytes. To this end, in one aspect the analyte can be any =
physiological=20
chemical having a functional group and/or chemical bond capable of =
providing an=20
identifiable spectral signature or feature when irradiated with NIR or =
MIR=20
radiation. In one aspect, the functional group and/or chemical bond can =
be C--H,=20
N--H, O--H, or any combination thereof. Specific and non-limiting =
examples of=20
suitable analytes for use in connection with the instant invention =
include=20
glucose, urea, lactate, triglyceride, protein, cholesterol, and ethanol. =
In one=20
aspect, the analyte is glucose. In still another aspect, the analyte is =
urea.=20
<BR><BR>[0054] The test subject to which the method of the invention can =
be=20
applied is similarly not limited to any one particular test subject. To =
this=20
end, the test subject can be any living or deceased living organism =
containing a=20
minimum concentration of an analyte as described above. For example, in =
one=20
aspect, the test subject can be a plant. According to this aspect, in =
one=20
example, the methods of the instant invention could be used to =
non-invasively=20
detect and/or determine the sugar level within a fruit in order to =
assess the=20
ripeness of the fruit and/or its readiness for harvesting. =
Alternatively, in=20
another aspect, the test subject can be an animal. The animal can be =
mammalian=20
or non-mammalian. The animal can also be a cold-blooded animal, such as =
a fish,=20
a reptile, or an amphibian, or the animal can be a warm-blooded animal, =
such as=20
a human, a farm animal, a domestic animal, or a laboratory animal, as =
further=20
described herein. Further, the test subject can also be a cellular or =
microbial=20
species. To this end, in still another aspect, the test subject can =
comprise a=20
cluster of cells or microbial species. <BR><BR>[0055] As one of ordinary =
skill=20
in the art will appreciate, it is further possible, although not =
required, to=20
pre-process and/or manipulate the spectra before implementing the above=20
described procedure. For example and without limitation, by any known =
convention=20
method, spectra can be mean-centered, scaled, windowed, weighted, =
filtered, or=20
even linearized without adversely impacting the methods of the instant=20
invention. To this end, if desired, any one or more pre-processing or=20
manipulation step set forth above can be used to, for example, improve=20
performance or enhance identification. <BR><BR>[0056] A scaled =
calibration=20
spectrum or calibration vector for the net analyte signal calibration =
model can=20
be generated by the following equation: .beta. k =3D NAS k NAS k 2 Where =

.beta..sub.k is the calibration vector for analyte k and NAS.sub.k is =
the net=20
analyte signal vector for analyte k as described above. <BR><BR>[0057] =
In a=20
further aspect, the present invention provides a method for =
non-invasively=20
predicting the concentration of an analyte in a test subject. According =
to this=20
method, the predicted concentration of the analyte can be calculated =
from a data=20
set comprising a net analyte signal calibration model for the analyte in =
the=20
test subject and the in vivo spectrum of the test subject. =
<BR><BR>[0058] In one=20
aspect, the net analyte signal calibration model can be provided, for =
example,=20
from a database of net analyte signal calibration models. Alternatively, =
the net=20
analyte signal calibration model can be provided by generating the net =
analyte=20
signal calibration model in accordance with the methods set forth =
herein.=20
<BR><BR>[0059] The in vivo spectrum of the test subject can, in one =
aspect, be=20
provided from a database or catalogue of previously obtained spectra for =
the=20
test subject. Alternatively, the in vivo spectrum can be provided by any =

conventional method, including irradiating the test subject with the =
appropriate=20
range of wavelengths or wavenumbers of radiation followed by the =
appropriate=20
detection as described herein. <BR><BR>[0060] Once the net analyte =
signal=20
calibration model and the in vivo spectrum for the test subject have =
been=20
provided, the concentration values for an analyte can be empirically =
predicted=20
according to the following expression: C k =3D .beta. k A l + C _ b =
Where C.sub.k=20
is the concentration of analyte k, .beta..sub.k is the calibration =
vector from=20
the net analyte signal, A is the absorbance spectrum measured for the =
sample, l=20
is the optical path length for the sample as measured by any known =
conventional=20
method, and C.sub.b is the mean concentration of the analyte in the set =
of=20
background spectra used to generate the net analyte signal. This same =
basic=20
equation can be used in connection with all other types of spectra, =
including=20
single-beam spectra and spectra collected in reflectance or =
transflectance=20
optical geometries. <BR><BR>[0061] In still another aspect, the present=20
invention provides a method for evaluating the analytical significance =
of an in=20
vivo multivariate calibration model. According to this aspect, the =
method=20
comprises providing an in vivo multivariate calibration spectrum for an =
analyte=20
in a test subject; providing an in vivo net analyte signal calibration =
model for=20
the test subject; and then comparing the in vivo multivariate =
calibration=20
spectrum to the in vivo net analyte signal calibration model. A positive =

comparison of these calibration spectra indicates that the multivariate=20
calibration model is, at least partially, composed of spectral =
information=20
originating from the analyte of interest. In an ideal situation, the two =

calibration models will be identical, which indicates that the =
multivariate=20
calibration is composed only of analyte specific information and no =
spurious=20
concentration correlations are responsible for the calibration function =
in the=20
case of the statistically based multivariate calibration process. =
<BR><BR>[0062]=20
The method for evaluating the analytical significance of an in vivo =
multivariate=20
calibration model can be used in connection with a calibration model =
generated=20
for any analyte described herein as well as any test subject described =
herein.=20
Furthermore, in one aspect, the multivariate calibration model is a =
partial=20
least squares calibration model. In still another aspect, the =
multivariate=20
calibration model is a principle component regression model. =
<BR><BR>[0063] The=20
analytical significance can be determined by any conventional means of =
comparing=20
two or more calibration vectors or spectra. For example, in one aspect, =
the=20
analytical significance can be evaluated by comparing the degree of =
overlap=20
between a first and a second spectrum or set of spectra. To this end, =
the=20
analytical significance can be quantified by determining the inner =
product=20
defined by the overlap of the two spectra. Alternatively, the analytical =

significance can be quantified by determining the relative angle between =
the two=20
spectra. <BR><BR>[0064] A further aspect of the present invention =
provides a=20
device for performing any one or more methods of the instant invention. =
A device=20
according to this aspect can be used on any test subject in connection =
with any=20
analyte, as both are described herein. In one aspect, the device is for=20
generating a net analyte signal calibration model. In an alternative =
aspect, the=20
device is for measuring the concentration of an analyte in a test =
subject. In=20
still another aspect, the device is for evaluating the analytical =
significance=20
of of an in vivo multivariate calibration model. It is further =
contemplated that=20
a device according to the instant invention can be hand held and/or =
otherwise=20
configured for portable use. <BR><BR>[0065] In one aspect, a device =
according to=20
the instant invention can be configured for the non-invasive, =
quantitative=20
detection of an analyte in a living or deceased living organism. Such an =

apparatus can comprise any one or more components of a spectroscopy =
system as=20
described herein. For example, in one aspect, the device comprises a =
source of=20
electromagnetic radiation for irradiating a test subject with =
electromagnetic=20
radiation such that the radiation is transmitted through or reflected =
from the=20
exterior surface of the test subject and is available for detection. The =
device=20
can further comprise an interface module for bringing the =
electromagnetic=20
radiation to a test site of a test subject. Additionally, the device can =
also=20
comprise an interferometer, detector, and suitable data processing =
capability=20
for determining the spectrum of the electromagnetic radiation resulting =
at least=20
in part from the interface of the electromagnetic radiation with the =
test=20
subject. To this end, as one of ordinary skill in the art will =
appreciate upon=20
practicing the invention disclosed herein, any configuration of a device =
can be=20
utilized provided the device contains the components necessary to detect =
and=20
collect spectral data in a transmission, diffuse reflectance, =
transflectance,=20
attenuated total reflectance, or photoacoustic configuration. =
<BR><BR>[0066] In=20
another aspect, the spectral data collected by the device can be =
transferred to=20
a computer readable storage medium from whence it can be read by a =
computer=20
processor and processed in accordance with a programmed instruction to =
perform a=20
desired function or mathematical expression on the recorded data. A =
suitable=20
computer processor for use in this application can include any =
commercially=20
available microprocessors. <BR><BR>[0067] The computer program used to =
process=20
data obtained and stored in the device can be written in any programming =

language capable of, for example, performing a Fourier transform. For =
example, a=20
program written in Fortran could be employed to perform the data =
analysis=20
described in the Examples herein. <BR><BR>[0068] It is further =
envisioned that=20
stored data can be recalled by the computer processor and operated under =
a=20
second set of programmed instructions in order to apply a predetermined=20
mathematical model to the data. For example, if a net analyte signal =
calibration=20
model is generated and stored in the device, it is envisioned that in =
another=20
aspect, that data can be recalled by a processor at some later time and =
operated=20
under a set of programmed instructions in order to apply a subsequent =
and=20
predetermined mathematical model that will calculate, for example, a =
predicted=20
analyte concentration. <BR><BR>[0069] A device according to the instant=20
invention can also comprise one or more means for reporting a result of =
a=20
calculation or other mathematical expression, such as the calculation of =
a=20
predicted analyte concentration. Non-limiting examples of a reporting =
means=20
include a digital display panel, transportable read/write magnetic media =
such as=20
computer disks and tapes which can be transported to and read on another =

machine, and printers such as thermal, laser or ink-jet printers for the =

production of a printed report. <BR><BR>[0070] In still another aspect, =
the=20
present invention provides the net analyte signal calibration model =
produced by=20
the methods described herein. <BR><BR>Experimental <BR><BR>[0071] The =
following=20
examples and experimental data are put forth so as to provide those of =
ordinary=20
skill in the art with a complete disclosure and description of how, in =
one=20
aspect, a net analyte signal calibration model can be generated, used =
and/or=20
evaluated. These examples are intended to be purely exemplary of the =
invention=20
and are not intended to limit the scope of what is encompassed within =
the spirit=20
and scope of the invention. Efforts have been made to ensure accuracy =
with=20
respect to numbers (e.g., amounts, temperature, etc.) However, some =
errors and=20
deviations should be accounted for. <BR><BR>[0072] Adult male Sprague =
Dawley=20
rats were used as an animal test subject in the following examples. =
Retired=20
breeder rats weighing more than 400 g were used. The rats were =
anesthetized=20
using sodium pentobarbital for the surgical preparation. Anesthesia was=20
maintained during the course of the procedure by administering =
chloralose. A=20
catheter was placed in the right femoral vein for the infusion of =
glucose=20
saline, and anesthetic during the experiment. The right femoral artery =
was=20
cannulated to provide access to the arterial blood stream. =
<BR><BR>[0073] The=20
rats were fasted overnight prior to the clamp experiments. After=20
anesthetization, rectal temperature and pulse-oximetry probes were =
inserted to=20
monitor animal temperature, pulse rate, and oxygenation during the =
cannulation=20
procedure, which was performed on a heated surgical station. After =
surgery, the=20
animal was transferred to the spectroscopy station. Animal temperature =
was=20
maintained at 38.0.degree. C. using a closed-loop temperature =
controller. Pulse=20
rate and oxygenation were monitored continuously. Supplemental oxygen =
was=20
provided to the animal at a rate of approximately 1 L/min. =
<BR><BR>[0074] Test=20
spectra were collected using a Nicolet Nexus FTIR spectrometer. Spectra =
were=20
collected continuously through a skin fold on the rat's back. A 50 W=20
tungsten-halogen bulb with an integrated, gold coated reflector was used =
as a=20
broad-band light source. A custom fiber optic interface was used to =
bring light=20
from the spectrometer to the animal and to couple the transmitted light =
to an=20
external detector. A 1 mm diameter solid-core low-OH silica fiber =
terminated=20
with a 4 mm diameter sapphire ball lens was used for light delivery to =
the skin=20
fold. Transmitted light was collected using a second ball lens into =
another=20
solid-core fiber. The collected light was then coupled using an aspheric =
lens=20
pair onto a two-stage thermoelectrically-cooled extended-wavelength =
InGaAs=20
detector with a 2.6 micron cutoff. The current output from the detector =
was=20
converted to a voltage signal using a low-noise, variable gain, =
transimpedance=20
amplifier, the output of which was connected to the external detector =
port of=20
the spectrometer. Spectra were recorded as 60 s averages with 16 =
cm.sup.-1 (8=20
nm) spectral resolution. <BR><BR>[0075] After the fiber-optic interface =
was=20
attached to the animal, spectra were colleted for approximately 3 hours =
while=20
the blood glucose levels were held constant. During this time, isotonic =
saline=20
was infused into the venous line at a rate of 2 mL/hr, which is the =
average=20
fluid intake rate for a rat of the size used in this experiment. After a =

sufficient set of baseline spectra were collected, the saline infusion =
was=20
replaced with an infusion of a 50% glucose solution at a rate of 2 mL/hr =
for 2=20
hours. After that, the glucose infusion was stopped and saline infusion =
resumed.=20
The overall infusion rate was constant over the course of the =
experiment.=20
<BR><BR>[0076] The fiber optic-interface was located across a skin fold =
on the=20
animals back, near the shoulders. After initial placement, the interface =
was not=20
moved during the experiment, except for a 45 minute period during which =
it was=20
repositioned between each scan. The average thickness of the skin fold =
during=20
the course of the experiment was approximately 1.5 mm. <BR><BR>[0077] =
Blood=20
samples were collected from the arterial cannula at 5-15 minute =
intervals.=20
Arterial glucose readings were measured using HemoCue.RTM. Glucose 201 =
Analyzer.=20
When blood glucose values exceeded the functional range of the device =
(24 mM),=20
the blood samples were diluted with saline. Calibrations were performed =
with a=20
set of diluted and non-diluted blood samples within the functional range =
of the=20
device to correct for a proportional error due to the reduction of =
hematocrit in=20
the diluted samples. FIG. 1 shows the actual arterial glucose =
concentration in=20
the rat over the course of the experiment. <BR><BR>EXAMPLE 1 =
<BR><BR>Generation=20
of an in vivo Net Analyte Signal Calibration Model for Glucose in a Lab =
Rat as=20
Tested Above <BR><BR>[0078] Using the data collected from the =
experimental=20
procedure described above, an in vivo net analyte signal calibration =
model for=20
glucose in the lab rat was generated. First, the time profile of =
arterial=20
glucose concentration in the lab rat over the course of the experiment =
is=20
depicted in FIG. 1. The lower, shaded regions on FIG. 1 indicate the =
times=20
during the course of the experiment when the glucose concentration was =
held=20
substantially constant and the times from which the obtained spectra =
were used=20
to form the baseline background spectra (11:00-13:50 and 17:30-18:00). =
The=20
latter set of shaded spectra were included in the background calculation =
of the=20
baseline factors in order to correct for long term drift in the =
spectroscopy=20
system. During the period from 13:00-13:45, the fiber optic clamp was=20
repositioned on the animal between each scan in order to account for =
possible=20
variations due to interface placement and tissue state variations in the =

baseline spectra. <BR><BR>[0079] A principle component analysis was then =

performed on the baseline spectra and it was determined that a set of =
nine=20
baseline factors described the majority of the non-glucose systematic =
variations=20
in the baseline spectra. This number of factors was chosen based on a =
visual=20
inspection of the residuals after removing an increasing number of =
factors.=20
These nine factors defined a subspace that contained the substantial =
majority of=20
spectral variance observed in the baseline portion of the experiment.=20
<BR><BR>[0080] The subspace describing these nine factors was used to =
generate=20
background spectra which were then removed from the in vivo spectra =
obtained at=20
selected points throughout the experiment, including times when the=20
concentration of glucose was elevated. The residual tissue spectra after =
the=20
removal of the nine baseline factors are illustrated in FIG. 2. When =
these=20
factors were removed from the spectra for which the animal's glucose=20
concentration was elevated, significant residual structure remained. The =
average=20
residual spectrum after the subtraction of the nine baseline factors is =
shown as=20
the solid line in FIG. 3. The dashed line in FIG. 3 represents the pure=20
component absorptivity spectrum of glucose. As illustrated, there was =
some=20
similarity between the residual tissue spectra and the pure component =
spectra of=20
glucose, both having peaks around 4700, 4400 and 4300 cm.sup.-1. =
<BR><BR>[0081]=20
The average residual tissue spectrum was then compared to the net =
analyte signal=20
of glucose, which was obtained by similarly removing the nine baseline =
factors=20
from the pure component spectrum of glucose. The net analyte signal of =
glucose=20
is depicted on FIG. 3 as the dash-dot line. As illustrated, there was an =

increased similarity between the residual in vivo tissue spectra =
obtained during=20
the time when the glucose concentration was elevated and the net analyte =
signal=20
of the glucose. This similarity provides direct evidence of glucose =
specific=20
spectral information present within the in vivo spectra. <BR><BR>EXAMPLE =
2=20
<BR><BR>Use of the Model to Measure a Predicted Concentration =
<BR><BR>[0082] The=20
net analyte signal of glucose generated in Example 1 above was used to =
calculate=20
predicted concentrations of glucose at selected periods during the =
course of the=20
experimental procedure. <BR><BR>[0083] The glucose concentration was =
calculated=20
using the following mathematical model: C glucose =3D .beta. glucose A l =
+ C _ b=20
Where C.sub.glucose is the concentration of glucose in the animal,=20
.beta..sub.glucose is the glucose calibration vector from the net =
analyte=20
signal, A is the absorbance spectrum measured for the rat skin, l is the =
optical=20
path length, which is approximately 0.7 mm in this experiment, and =
C.sub.b(bar)=20
is the mean concentration of glucose in the set of baseline spectra used =
to=20
generate the net analyte signal. The average glucose concentration is =
ca., 7 mM=20
for the baseline spectra used in this experiment. <BR><BR>[0084] The =
results of=20
this calculation are indicated in FIG. 4, wherein the open circles =
represent the=20
spectra used in the calculation of the background baseline factors and =
the solid=20
circles are predictions for spectra not in the baseline set. =
<BR><BR>[0085] The=20
significant scatter indicated in the period from 13:00-13:45 is due to =
added=20
spectral variability caused by the repositioning of the optical fiber =
interface=20
between scans. The predicted glucose concentrations closely followed the =

arterial glucose measurements indicated by the solid line with an =
approximate=20
15-20 minute delay that was to be expected due to the time required for =
an=20
increased arterial concentration to result in a corresponding increase =
in tissue=20
concentration. <BR><BR>EXAMPLE 3 <BR><BR>Generation of in vivo PLS =
Multivariate=20
Calibration Model <BR><BR>[0086] The net analyte signal of glucose =
generated in=20
Example 1 was also used to evaluate the analytical significance of a =
classical=20
partial least squares regression calibration model obtained from the =
same=20
spectral data obtained in the experimental procedure. <BR><BR>[0087] A =
partial=20
least squares regression calibration model was generated from the data =
collected=20
in the foregoing experiment. A set of 54 randomly selected spectra were =
removed=20
from the data set and set aside for an independent measure of the =
standard error=20
of prediction after the calibration was constructed. All remaining =
spectra,=20
(approximately 306) were used to build the partial least squares =
calibration=20
model. The number of factors was chosen by performing 50 repetitions of =
a=20
randomly selected leave-one-third-out cross validation of the =
calibration=20
spectra after mean centering. The average standard error of cross =
validation=20
(SECV) from the 50 repetitions is shown in FIG. 5. From the SECV, nine =
factors=20
were determined as defining the optimal subspace. <BR><BR>[0088] The =
resulting=20
PLS calibration spectrum is depicted on FIG. 5 as the solid line, along =
with the=20
pure component absorption spectrum for glucose. As illustrated, there =
was little=20
high-frequency noise-like structure in the PLS calibration spectrum. =
However,=20
there was only a vague similarity between the PLS calibration spectrum =
and the=20
pure component spectrum for glucose. More specifically, the PLS model =
was=20
generated using a conventional blind regression of factors in order to =
establish=20
a correlation with the concentration of glucose in the lab rat. The PLS=20
calibration is indicated as the dashed line in FIG. 5. <BR><BR>[0089] =
The=20
results of applying the PLS calibration model to the in vivo spectra are =
shown=20
in FIG. 6. The modeled concentrations for spectra used to build the =
calibration=20
model are depicted as open circles while those for the independent =
prediction=20
set are shown as solid circles. The solid line shows the glucose =
concentrations=20
of blood samples taken from the arterial line. <BR><BR>[0090] The =
correlation=20
between the modeled concentration and those determined from the arterial =
blood=20
samples shows a good agreement with the exception of the period from =
13:00-13:45=20
during which time the optical fiber interface was repositioned between =
in vivo=20
spectra. Once again, during the period of elevated glucose, the modeled =
glucose=20
concentrations appear to lag behind the arterial samples by =
approximately 15-20=20
minutes, which is to be expected due to the time required for arterial =
glucose=20
to propagate to the intracellular and intercellular spaces. =
<BR><BR>[0091] In=20
analyzing this PLS calibration model, even though there appears to be an =

analytically significant correlation between the arterial glucose and =
the=20
predicted concentrations obtained by the PLS regression method, it is =
not=20
certain that the correlation is a result of glucose spectral information =
and not=20
secondary effects or chance correlations. <BR><BR>EXAMPLE 4 =
<BR><BR>Generation=20
of Synthetic PLS Multivariate Calibration Spectrum <BR><BR>[0092] A =
synthetic=20
partial least squares calibration model was generated in a similar =
manner to the=20
in vivo PLS model. First, the synthetic PLS model was constructed from=20
synthesized spectra based upon the regressions of the tissue spectra in =
terms of=20
the major tissue components. Each synthesized spectrum was a linear =
combination=20
of the spectra associated with water, glucose, collagen, keratin, fat, a =

constant spectrum, and a spectrum representing the temperature =
dependence of=20
water. The amount of each component was determined by the regression=20
coefficients from the fitted in vivo spectra. The results of the =
synthetic PLS=20
calibration model are illustrated in FIG. 7 along with the PLS =
calibration=20
spectra generated from the in vivo spectra. As indicated, the two =
calibration=20
models are very similar in their dominant spectral features. =
<BR><BR>EXAMPLE 5=20
<BR><BR>Use of Net Analyte Signal Calibration Vector to Verify the =
Analytical=20
Significance of the Statistical Multivariate Calibration Models Obtained =
from=20
Partial Least Squares Analysis of in vivo Spectra <BR><BR>[0093] The net =
analyte=20
signal calibration vector obtained from Example 1 was directly compared =
to the=20
PLS calibration vectors generated in Examples 3 and 4. The results are =
indicated=20
on FIG. 8. As illustrated, the dominant features of all three =
calibrations=20
analytically agree in shape and amplitude. Thus, the net analyte signal=20
calibration model, which was derived from glucose specific absorption =
features=20
present in in vivo spectra, can be used to provide evidence that the PLS =

calibration models do in fact correlate to glucose specific spectral =
features.=20
<BR><BR>[0094] In view of the foregoing, it will be apparent to those =
skilled in=20
the art that various modifications and variations can be made in the =
present=20
invention without departing from the scope or spirit thereof. As such, =
other=20
aspects of the present invention will become apparent to those skilled =
in the=20
art from consideration of the instant specification and practice of the=20
invention disclosed herein. <BR><BR>
<CENTER><B>* * * * *</B></CENTER>
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